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Article
Innovation and Compliance in Modern Financial Regulation – The Search for Balance
As global financial regulations grow more complex, balancing innovation with compliance is increasingly vital. A senior executive from a London-based financial institution discusses how AI, strategic transformation, and regulatory collaboration are reshaping compliance frameworks. By aligning technology, policy, and people, institutions can reduce compliance burdens while enhancing resilience and protecting the integrity of the financial ecosystem.
May 19, 2025

Irina Norris, Head of Production, CeFPro
Tags:
Financial Crime

The views and opinions expressed in this content are those of the thought leader as an individual and are not attributed to CeFPro or any other organization
- Compliance must evolve to meet global regulatory demands without stifling innovation
- A London-based financial leader emphasizes holistic,
tech-driven strategies
- AI enhances decision-making, transparency, and efficiency in
compliance
- A risk-based approach helps balance regulatory expectations
and business growth
- Transformation spans people, policy, process, tech, and data
- Collaboration with regulators and stakeholders is essential
- Industry events foster innovation and alignment with market
needs
- The goal: ethical, secure financial systems that keep bad
actors out

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