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Event Q&A
AI Governance Failures Will Be Judged by the Records Firms Keep
At AI Governance USA, experts explored the growing legal and regulatory risks surrounding AI governance in financial institutions. The discussion highlighted common documentation gaps, third-party AI accountability, incident response planning, and the challenges of governing generative and agentic AI systems.
Nov 02, 2026
Sean Fulton, Of Counsel, DLA Piper
Tags:
AI and Technology (including Fintech)
The views and opinions expressed in this content are those of the thought leader as an individual and are not attributed to CeFPro or any other organization
- Identifies key AI governance and
documentation gaps creating regulatory risk.
- Explores accountability and oversight challenges for third-party AI vendors.
- Discusses
governance approaches for generative and agentic AI.
- Examines AI
incident response, board oversight, and risk management priorities.
- Shares practical steps for strengthening AI governance frameworks.
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