PREMIUM CONTENT
This is premium content, available to Connect Plus users only
Unlock this content and more with Connect Plus membership.
Join a community of professionals and get:
Join a community of professionals and get:
15% discount
on all CeFPro events.
on all CeFPro events.
Post-event access:
unlock speaker decks and audience polls.
unlock speaker decks and audience polls.
Instant insights:
Full library access the moment you sign up.
Full library access the moment you sign up.
Event Q&A
Why Controls Fragmentation, Not Technology Gaps, Is the Real Defensibility Problem
Following Risk Evolve 2026, Caitlin Like from Behavox explains why firms struggle to demonstrate regulatory defensibility despite heavy investment in surveillance technology. The issue is not a lack of tools, but fragmented control environments. Disconnected systems across surveillance, monitoring, and case management create inconsistent risk definitions and limit the ability to produce clear, auditable evidence.
Apr 20, 2026
_(1).jpg)
Caitlin Like, Global Head of Account Management and Customer Success, Behavox
Tags:
AI and Technology (including Fintech)
ALM, Treasury and Liquidity Risk
Operational and Non Financial Risk
The views and opinions expressed in this content are those of the thought leader as an individual and are not attributed to CeFPro or any other organization
- Controls fragmentation undermines regulatory defensibility despite strong tech investment
- Disconnected systems create inconsistent risk definitions and evidence gaps
- “Defensibility-grade” integration enables end-to-end traceability of controls
- Regulators expect reproducible, auditable evidence – not manual reconstruction
- AI can unify surveillance, policy, and case management into a single control framework
- Shift required from tool accumulation to integrated governance architecture
Log in to continue or register for free
WHAT'S INCLUDED:
Unlimited access to peer-contribution articles and insights
Global research and market intelligence reports
Discover Connect Magazine, a monthly publication
Panel discussion and presentation recordings
Sign in to view comments
Related insights —